SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report: November 7, 2002
(Date of earliest event reported)
PRINCIPAL FINANCIAL GROUP, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
Delaware 1-16725 42-1520346
(State or other jurisdiction Commission file number (I.R.S. Employer
of incorporation) Identification Number)
711 High Street, Des Moines, Iowa 50392
(Address of principal executive offices)
(Registrant's telephone number, including area code)
(515) 247-5111
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Item 7. Exhibits
99.1 Table of Mortgage Loan Servicing Portfolio, by interest rate, as of
September 30, 2002.
Item 9. Regulation FD Disclosure.
Principal Financial Group, Inc. is disclosing its mortgage loan servicing
portfolio, broken down by interest rate, for the period ended as of September
30, 2002. A table disclosing this is attached hereto as Exhibit 99.1.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
PRINCIPAL FINANCIAL GROUP, INC.
By: /S/ THOMAS J. GRAF
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Name: Thomas J. Graf
Title: Senior Vice President -
Investor Relations
Date: November 7, 2002
2
Exhibit 99.1
Mortgage Loan Servicing Portfolio
Period Ended September 30, 2002
By Interest Rate
INTEREST RATE
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6% and under 9,098.2
6.01 - 6.50% 20,579.6
6.51 - 7.00% 42,737.1
7.01 - 8.00% 26,786.5
8.01 - 9.00% 2,598.2
9.01 - 10.00% 144.8
10% and over 27.0
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TOTAL 101,971.4