UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Securities Exchange Act of 1934
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Item 5.07 Submission of Matters to a Vote of Security Holders
Principal Financial Group, Inc. held its Annual Meeting of Shareholders on May 21, 2024 (the “Annual Meeting”). The result of each matter voted upon at the Annual Meeting is set forth below.
| (1) | Election of Class II director nominees. |
The shareholders elected as Class II directors, each to serve for a three-year term that expires at the annual meeting of shareholders to be held in 2027.
| VOTES FOR |
VOTES AGAINST |
ABSTAINED | BROKER NON-VOTES |
||||||||||||||
| Roger C. Hochschild | 136,477,018 | 14,810,683 | 143,222 | 20,051,410 | |||||||||||||
| Daniel J. Houston | 142,419,487 | 8,758,755 | 252,681 | 20,051,410 | |||||||||||||
| Diane C. Nordin | 149,798,596 | 1,495,540 | 136,787 | 20,051,410 | |||||||||||||
| Alfredo Rivera | 148,960,351 | 2,324,014 | 146,558 | 20,051,410 | |||||||||||||
| Votes For | Votes Against | Abstained | Broker Non-Votes | ||||||||||||||
| (2) | Advisory Vote to Approve Executive Compensation | 144,597,913 | 6,488,259 | 344,751 | 20,051,410 | ||||||||||||
| (3) | Ratification of Appointment of Independent Registered Public Accountants | 163,094,880 | 8,191,181 | 196,272 | --- | ||||||||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| PRINCIPAL FINANCIAL GROUP, INC. | ||
| By: | /s/ Chris Agbe-Davies | |
| Name: | Chris Agbe-Davies | |
| Title: | Vice President, Associate General Counsel and Assistant Secretary | |
Date: May 23, 2024