SEC FORM 13F-HR/A
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete. |
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
09-30-2024 |
| Check here if Amendment |
 |
Amendment Number: |
1 |
| This Amendment (Check only one.): |
 |
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing this Report: |
| Name: |
PRINCIPAL FINANCIAL GROUP INC |
| Address: |
711 HIGH STREET |
|
|
DES MOINES,
IA
50392
|
| Form 13F File Number: |
028-10106 |
| CRD Number (if applicable): |
| SEC File Number (if applicable): |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: |
| Name: |
Jill Hittner |
| Title: |
Chief Financial Officer, Principal Global Investors, LLC |
| Phone: |
515-248-2153 |
| Signature, Place, and Date of Signing: |
| /s/Jill Hittner |
Des Moines,
IA
|
12-19-2024 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
|
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] |
|
|
Form 13F File Number |
Name |
|
028-13785 |
Origin Asset Management LLP |
|
028-11300 |
Spectrum Asset Management, Inc. |
|
028-23623 |
PRINCIPAL SECURITIES, INC. |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included Managers: |
5 |
|
|
|
Form 13F Information Table Entry Total: |
66 |
|
Form 13F Information Table Value Total: |
1,655,357,779 |
|
(round to nearest dollar) |
|
| List of Other Included Managers: |
| Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
| [If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
|
No. |
Name |
Form 13F File Number |
CRD No. (if applicable) |
SEC File No. (if applicable) |
CIK |
|
1 |
PRINCIPAL GLOBAL INVESTORS |
028-01549 |
000109002 |
801-55959 |
0000769734 |
|
2 |
PRINCIPAL REAL ESTATE INVESTORS LLC |
028-10400 |
000109008 |
801-55618 |
0001218333 |
|
3 |
PRINCIPAL LIFE INSURANCE CO |
028-00793 |
|
|
0000009712 |
|
4 |
PRINCIPAL FINANCIAL SERVICES INC |
028-10107 |
|
|
0001094589 |
|
5 |
DELAWARE CHARTER GUARANTEE & TRUST CO |
028-22671 |
|
|
0001280529 |
SEC FORM 13-F Information Table
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete. |
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
FIGI |
(to the nearest dollar) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| AMERICAN EAGLE OUTFITTERS IN |
COM |
02553E106 |
|
359,002 |
16,034 |
SH |
|
DFND |
1 4 |
16,034 |
0 |
0 |
| AMERICAN EAGLE OUTFITTERS IN |
COM |
02553E106 |
|
64,981,623 |
2,902,261 |
SH |
|
DFND |
1 3 4 |
2,902,261 |
0 |
0 |
| ARGAN INC |
COM |
04010E109 |
|
1,258,239 |
12,405 |
SH |
|
DFND |
1 3 4 |
12,405 |
0 |
0 |
| ARGAN INC |
COM |
04010E109 |
|
115,022 |
1,134 |
SH |
|
DFND |
1 4 |
1,134 |
0 |
0 |
| BROADSTONE NET LEASE INC |
COM |
11135E203 |
|
265,968,162 |
14,035,259 |
SH |
|
DFND |
1 3 4 |
14,035,259 |
0 |
0 |
| BROADSTONE NET LEASE INC |
COM |
11135E203 |
|
249,344 |
13,158 |
SH |
|
DFND |
1 4 |
13,158 |
0 |
0 |
| CARS COM INC |
COM |
14575E105 |
|
76,392 |
4,558 |
SH |
|
DFND |
1 4 |
4,558 |
0 |
0 |
| CARS COM INC |
COM |
14575E105 |
|
4,728,030 |
282,102 |
SH |
|
DFND |
1 3 4 |
282,102 |
0 |
0 |
| CENCORA INC |
COM |
03073E105 |
|
65,809,565 |
292,383 |
SH |
|
DFND |
1 3 4 |
292,383 |
0 |
0 |
| CENCORA INC |
COM |
03073E105 |
|
3,228,322 |
14,343 |
SH |
|
DFND |
1 4 |
14,343 |
0 |
0 |
| CNO FINL GROUP INC |
COM |
12621E103 |
|
66,417,975 |
1,892,250 |
SH |
|
DFND |
1 3 4 |
1,892,250 |
0 |
0 |
| CNO FINL GROUP INC |
COM |
12621E103 |
|
257,950 |
7,349 |
SH |
|
DFND |
1 4 |
7,349 |
0 |
0 |
| DEFINITIVE HEALTHCARE CORP |
CLASS A COM |
24477E103 |
|
162,547 |
36,364 |
SH |
|
DFND |
1 3 4 |
36,364 |
0 |
0 |
| DEFINITIVE HEALTHCARE CORP |
CLASS A COM |
24477E103 |
|
16,637 |
3,722 |
SH |
|
DFND |
1 4 |
3,722 |
0 |
0 |
| EDWARDS LIFESCIENCES CORP |
COM |
28176E108 |
|
52,492,998 |
795,469 |
SH |
|
DFND |
1 3 4 |
795,469 |
0 |
0 |
| EDWARDS LIFESCIENCES CORP |
COM |
28176E108 |
|
1,454,881 |
22,047 |
SH |
|
DFND |
1 4 |
22,047 |
0 |
0 |
| ENACT HLDGS INC |
COM |
29249E109 |
|
74,440 |
2,049 |
SH |
|
DFND |
1 4 |
2,049 |
0 |
0 |
| ENACT HLDGS INC |
COM |
29249E109 |
|
812,121 |
22,354 |
SH |
|
DFND |
1 3 4 |
22,354 |
0 |
0 |
| EQUITABLE HLDGS INC |
COM |
29452E101 |
|
87,820,466 |
2,089,471 |
SH |
|
DFND |
1 3 4 |
2,089,471 |
0 |
0 |
| EQUITABLE HLDGS INC |
COM |
29452E101 |
|
1,180,917 |
28,097 |
SH |
|
DFND |
1 4 |
28,097 |
0 |
0 |
| ESSENTIAL PPTYS RLTY TR INC |
COM |
29670E107 |
|
84,251,465 |
2,467,100 |
SH |
|
DFND |
1 3 4 |
2,467,100 |
0 |
0 |
| ESSENTIAL PPTYS RLTY TR INC |
COM |
29670E107 |
|
418,064 |
12,242 |
SH |
|
DFND |
1 4 |
12,242 |
0 |
0 |
| FORTINET INC |
COM |
34959E109 |
|
55,182,098 |
711,568 |
SH |
|
DFND |
1 3 4 |
711,568 |
0 |
0 |
| FORTINET INC |
COM |
34959E109 |
|
2,991,491 |
38,575 |
SH |
|
DFND |
1 4 |
38,575 |
0 |
0 |
| GLOBE LIFE INC |
COM |
37959E102 |
|
10,543,447 |
99,551 |
SH |
|
DFND |
1 3 4 |
99,551 |
0 |
0 |
| GLOBE LIFE INC |
COM |
37959E102 |
|
610,466 |
5,764 |
SH |
|
DFND |
1 4 |
5,764 |
0 |
0 |
| HCI GROUP INC |
COM |
40416E103 |
|
81,794 |
764 |
SH |
|
DFND |
1 4 |
764 |
0 |
0 |
| HCI GROUP INC |
COM |
40416E103 |
|
5,932,837 |
55,416 |
SH |
|
DFND |
1 3 4 |
55,416 |
0 |
0 |
| IMAX CORP |
COM |
45245E109 |
|
81,486 |
3,973 |
SH |
|
DFND |
1 4 |
3,973 |
0 |
0 |
| IMAX CORP |
COM |
45245E109 |
|
1,177,500 |
57,411 |
SH |
|
DFND |
1 3 4 |
57,411 |
0 |
0 |
| INVESCO QQQ TR |
UNIT SER 1 |
46090E103 |
|
9,468,070 |
19,399 |
SH |
|
DFND |
1 3 4 |
19,399 |
0 |
0 |
| NCR VOYIX CORPORATION |
COM |
62886E108 |
|
180,427 |
13,296 |
SH |
|
DFND |
1 4 |
13,296 |
0 |
0 |
| NCR VOYIX CORPORATION |
COM |
62886E108 |
|
9,162,193 |
675,180 |
SH |
|
DFND |
1 3 4 |
675,180 |
0 |
0 |
| NEXTRACKER INC |
CLASS A COM |
65290E101 |
|
470,187 |
12,545 |
SH |
|
DFND |
1 4 |
12,545 |
0 |
0 |
| NEXTRACKER INC |
CLASS A COM |
65290E101 |
|
25,807,979 |
688,580 |
SH |
|
DFND |
1 3 4 |
688,580 |
0 |
0 |
| NOVAGOLD RES INC |
COM NEW |
66987E206 |
|
69,729 |
17,007 |
SH |
|
DFND |
1 4 |
17,007 |
0 |
0 |
| PENNANT GROUP INC |
COM |
70805E109 |
|
95,783 |
2,683 |
SH |
|
DFND |
1 4 |
2,683 |
0 |
0 |
| PENNANT GROUP INC |
COM |
70805E109 |
|
354,965 |
9,943 |
SH |
|
DFND |
1 3 4 |
9,943 |
0 |
0 |
| PROGYNY INC |
COM |
74340E103 |
|
132,471 |
7,904 |
SH |
|
DFND |
1 4 |
7,904 |
0 |
0 |
| PROGYNY INC |
COM |
74340E103 |
|
14,578,870 |
869,861 |
SH |
|
DFND |
1 3 4 |
869,861 |
0 |
0 |
| PROTAGONIST THERAPEUTICS INC |
COM |
74366E102 |
|
245,520 |
5,456 |
SH |
|
DFND |
1 4 |
5,456 |
0 |
0 |
| PROTAGONIST THERAPEUTICS INC |
COM |
74366E102 |
|
14,191,920 |
315,376 |
SH |
|
DFND |
1 3 4 |
315,376 |
0 |
0 |
| QUANTA SVCS INC |
COM |
74762E102 |
|
3,090,027 |
10,364 |
SH |
|
DFND |
1 4 |
10,364 |
0 |
0 |
| QUANTA SVCS INC |
COM |
74762E102 |
|
58,841,691 |
197,356 |
SH |
|
DFND |
1 3 4 |
197,356 |
0 |
0 |
| RENASANT CORP |
COM |
75970E107 |
|
9,593,773 |
295,193 |
SH |
|
DFND |
1 3 4 |
295,193 |
0 |
0 |
| RENASANT CORP |
COM |
75970E107 |
|
139,490 |
4,292 |
SH |
|
DFND |
1 4 |
4,292 |
0 |
0 |
| RTX CORPORATION |
COM |
75513E101 |
|
225,647,415 |
1,862,392 |
SH |
|
DFND |
1 3 4 |
1,862,392 |
0 |
0 |
| RTX CORPORATION |
COM |
75513E101 |
|
4,718,455 |
38,944 |
SH |
|
DFND |
1 4 |
38,944 |
0 |
0 |
| SALLY BEAUTY HLDGS INC |
COM |
79546E104 |
|
98,342 |
7,247 |
SH |
|
DFND |
1 4 |
7,247 |
0 |
0 |
| SALLY BEAUTY HLDGS INC |
COM |
79546E104 |
|
7,091,749 |
522,605 |
SH |
|
DFND |
1 3 4 |
522,605 |
0 |
0 |
| SPX TECHNOLOGIES INC |
COM |
78473E103 |
|
668,297 |
4,191 |
SH |
|
DFND |
1 4 |
4,191 |
0 |
0 |
| SPX TECHNOLOGIES INC |
COM |
78473E103 |
|
86,709,564 |
543,770 |
SH |
|
DFND |
1 3 4 |
543,770 |
0 |
0 |
| STRUCTURE THERAPEUTICS INC |
SPONSORED ADS |
86366E106 |
|
23,935,807 |
545,359 |
SH |
|
DFND |
1 3 4 |
545,359 |
0 |
0 |
| TARGET CORP |
COM |
87612E106 |
|
2,117,202 |
13,584 |
SH |
|
DFND |
1 4 |
13,584 |
0 |
0 |
| TARGET CORP |
COM |
87612E106 |
|
96,274,412 |
617,698 |
SH |
|
DFND |
1 3 4 |
617,698 |
0 |
0 |
| TRAVELERS COMPANIES INC |
COM |
89417E109 |
|
64,323,299 |
274,745 |
SH |
|
DFND |
1 3 4 |
274,745 |
0 |
0 |
| TRAVELERS COMPANIES INC |
COM |
89417E109 |
|
1,572,818 |
6,718 |
SH |
|
DFND |
1 4 |
6,718 |
0 |
0 |
| TRIUMPH FINANCIAL INC |
COM |
89679E300 |
|
159,160 |
2,001 |
SH |
|
DFND |
1 4 |
2,001 |
0 |
0 |
| TRIUMPH FINANCIAL INC |
COM |
89679E300 |
|
8,096,456 |
101,791 |
SH |
|
DFND |
1 3 4 |
101,791 |
0 |
0 |
| UNIVERSAL HEALTH RLTY INCOME |
SH BEN INT |
91359E105 |
|
51,652 |
1,129 |
SH |
|
DFND |
1 4 |
1,129 |
0 |
0 |
| UNIVERSAL HEALTH RLTY INCOME |
SH BEN INT |
91359E105 |
|
2,914,367 |
63,702 |
SH |
|
DFND |
1 3 4 |
63,702 |
0 |
0 |
| VALE S A |
SPONSORED ADS |
91912E105 |
|
1,851,993 |
158,561 |
SH |
|
DFND |
1 3 4 |
158,561 |
0 |
0 |
| VERISIGN INC |
COM |
92343E102 |
|
202,606,334 |
1,066,574 |
SH |
|
DFND |
1 3 4 |
1,066,573 |
0 |
0 |
| VERISIGN INC |
COM |
92343E102 |
|
1,070,045 |
5,633 |
SH |
|
DFND |
1 4 |
5,633 |
0 |
0 |
| XERIS BIOPHARMA HOLDINGS INC |
COM |
98422E103 |
|
254,630 |
89,344 |
SH |
|
DFND |
1 3 4 |
89,344 |
0 |
0 |
| XERIS BIOPHARMA HOLDINGS INC |
COM |
98422E103 |
|
37,406 |
13,125 |
SH |
|
DFND |
1 4 |
13,125 |
0 |
0 |
